Camelot Portfolios LLC (“Camelot”) was formed in January 2008, and manages a variety of equity, income and balanced asset strategies for client accounts. Camelot is an investment adviser registered with the United States Securities and Exchange Commission. Registration as an investment adviser does not imply any certain degree of skill or training. Camelot’s Form ADV Part 2A is available on its website, www.camelotporfolios.com, or the SEC’s website, at www.adviserinfo.sec.gov, or by contacting the ﬁrm.
Please consult Camelot’s Form ADV Part 2A for information regarding account minimums and fees.
Performance information for the attached strategy is calculated using model performance reports. This means that while actual client accounts will be managed as closely to the model as possible, the performance reported is for the targeted portfolio allocations for the strategy and not a composite of actual client accounts. Accordingly, individual client performance may vary for a number of reasons, including the amount of fees the client pays to the adviser who recommended Camelot Portfolios, timing and presences of deposits and withdrawals from a client account and investment restrictions placed in client accounts. The model performance is based on portfolio allocation data since the inception of the strategy. The strategy has not materially changed since its inception. This information is combined with historical pricing data by Morningstar software. Also included in the calculation of performance is a hypothetical fee rate of 2.00% per annum, as well as an assumed rate of trading related expenses of 10 bps per annum. Camelot Portfolios does not control the fee amounts charged by these recommending advisers. An individual client’s performance history may be materially and adversely different from what is reported here if fees to their adviser, or trading expenses, differ from those used to calculate this performance. The Morningstar software uses the Total Return Method, taking into consideration the reinvestment of all dividends and capital gains, but not cash flows in and out of the strategy. Individual client performance may vary according to various factors, including fee arrangements, withdrawals, contributions, and tax considerations, among other factors. The model is used as a discretionary hypothetical account to which all participating models are linked. A complete li sting of all trades in the model, as well as a full description of the model/strategy are available upon request.
The strategy is not necessarily appropriate for any particular client or investor. Accordingly, any reader of the attached description should not interpret the attached as investment advice. All investments bear a risk of loss, including the loss of principal that the investor should be prepared to bear.
The use of any chart or graph in the attached is not intended to be viewed as a singular aid in determining investment strategy. Such visual aids are instead intended as a complement to other data, and like such other data, should be considered in light of consultations with professional investment tax and legal advisors.
Past performance may not be indicative of future results. No current or prospective client should assume that the future performance of any speciﬁc investment, investment strategy (including investments and/or investment strategies recommended by the adviser), will be equal to past performance levels.
Indices are reported to give a point of comparison only. An investor may not invest directly in an index. Standard Deviation is calculated using monthly data.
Different types of investments involve varying degrees of risk, and there can be no assurance that any speciﬁc investment will either be suitable or proﬁtable for a client's investment portfolio.
FOR ADVISOR USE ONLY